Guidelines

Hong Kong Monetary Authority

• Guideline on Anti-Money Laundering and Counter-Terrorist Financing (for Authorized Institutions)

The Securities and Futures Commission

• Guideline on Anti-Money Laundering and Counter-Financing of Terrorism (For Licensed Corporations and SFC-licensed Virtual Asset Service Providers)
• Prevention of Money Laundering and Terrorist Financing Guideline issued by the Securities and Futures Commission for Associated Entities of Licensed Corporations and SFC-licensed Virtual Asset Service Providers

Money Service Supervision Bureau of Customs and Exercise Department

• Guideline on Anti-Money Laundering and Counter-Terrorist Financing (for Money Service Operators)

Insurance Authority

• Guideline on Anti-Money Laundering and Counter-Terrorist Financing (for authorized insurers, reinsurers, appointed insurance agents and authorized insurance brokers carrying on or advising on long term business)
• Guideline on Exercising Power to Impose Pecuniary Penalty in respect of Anti-Money Laundering and Counter-Terrorist Financing (for authorized insurers, reinsurers, appointed insurance agents and authorized insurance brokers carrying on or advising on long term business)

Narcotics Division of Security Bureau

• The Guideline for Dealers in Precious Metals and Stones
• An Advisory Guideline on Preventing the Misuse of Charities for Terrorist Financing
• Appendix

Companies Registry

• Guideline on Anti-Money Laundering and Counter-Financing of Terrorism (For Licensed Money Lenders)
• Guideline on the Keeping of Significant Controllers Registers by Companies

Register of Trust or Company Service Provider Licensees

• Guideline on Licensing of Trust or Company Service Providers
• Guideline on Anti-Money Laundering and Counter-Financing of Terrorism (For Trust or Company Service Provider Licensees)
• Guideline on Imposition of Pecuniary Penalty

Law Society of Hong Kong

• The Hong Kong Solicitors’ Guide to Professional Conduct - Guidelines on Anti-Money Laundering and Terrorist Financing (Practice Direction P)

Hong Kong Institute of Certified Public Accountants

• Guidelines on Anti-Money Laundering and Counter-Terrorist Financing for Professional Accountants

Estate Agents Authority

• Guidelines on Compliance of Anti-Money Laundering and Counter-Terrorist Financing Requirements for the Estate Agency Sector

Hong Kong Institute of Certified Public Accountants

• Guidelines on Anti-Money Laundering and Counter-Terrorist Financing for Professional Accountants

Licensed Money Lenders Association Limited

• Anti-Money Laundering and Counter-Terrorist Financing - A Guideline issued by The Hong Kong S.A.R. Licensed Money Lenders Association Limited