Education and Publicity

Anti-Money Laundering (AML) Seminars for the Financial Sector 2012

Date, time and venue for the 2012 AML Seminars are set out below. Please note that the seminars are sector specific. You are not allowed to enroll into a seminar which is not designated for your sector or profession. Enrolments are on a first-come-first-serve basis.

Specific programme and enrollment details will be announced between mid-August and early-September. For enquiries, please contact your respective regulators with contact details listed below.

• Money Service Operators (MSOs)

  • Programme of seminar

  • Powerpoint

    • Emerging Money Laundering Methods and Trends

    • FAQ on Customer Due Diligence & record Keeping Requirements

    • Significance of Suspicious Transaction Reports – Quantity and Quality

    Date	Target Audience	Venue	Contact
    4 Sept 2012 (Tue)	MSOs (Cantonese) Afternoon session	G/F, Lecture Theatre Hong Kong Central Library 66 Causeway Road, Causeway Bay, Hong Kong	Money Service Supervision Bureau Tel: 2707 7871 (Mr Wai Wing Yan) Email: wy_wai@customs.gov.hk Fax: 2707 7838
    7 Sept 2012 (Fri)	MSOs (English) Afternoon session	G/F, Activity Room 1 Hong Kong Central Library 66 Causeway Road, Causeway Bay, Hong Kong

• Insurance

  • Programme of seminar

  • Powerpoint

    • Compliance issues on Anti-Money Laundering and Counter-Terrorist Financing (“AML/CTF”)

    • Anti-Money Laundering by STR Reporting

    Date	Target Audience	Venue	Contact
    14 Sept 2012 (Fri)	Insurance (English) Afternoon session	G/F, Lecture Theatre Hong Kong Central Library 66 Causeway Road, Causeway Bay, Hong Kong	Office of the Commissioner of Insurance Tel: 2153 2755 (Mr. Dickson CHUI) Email: iamail@oci.gov.hk Fax: 2153 2702
    20 Sept 2012 (Thu)	Insurance (Cantonese) Morning session

• Banking

  • Programme of seminar

  • Enrolment form

    • Common AML Deficiencies in Suspicious Transaction Reporting and Transaction Monitoring

    • Suspicious Transaction Reports (Trends & Quality Improvement)

    • Measures for Politically Exposed Persons

    • Politically Exposed Persons Managing the Risk

    Date	Target Audience	Venue	Contact
    20 Sept 2012 (Thu)	Banking (English) Afternoon session	G/F, Lecture Theatre Hong Kong Central Library 66 Causeway Road, Causeway Bay, Hong Kong	Hong Kong Monetary Authority Tel: 2878 1315 (Mr. Dixon Lam) Email: aml@hkma.finnet.hk Fax: 2878 2352
    31 Oct 2012 (Wed)	Banking (Cantonese) Morning session

• Securities and Futures

  • Programme of seminar

  • Enrolment form

  • Powerpoint

    • The Role of JFIU in the Hong Kong AML Regime & Money Laundering Methods

    • Key compliance issues on AML/CFT

    • Experience Sharing

    Date	Target Audience	Venue	Contact
    17 Oct 2012 (Wed)	Securities and Futures (English) Morning session	G/F, Lecture Theatre Hong Kong Central Library 66 Causeway Road, Causeway Bay, Hong Kong	Securities and Futures Commission Tel: 2840 9569 (Ms Kiki Wong) Email: aml_seminar@sfc.hk Fax: 2293 4087
    	Securities and Futures (Cantonese) Afternoon session
    19 Oct 2012 (Fri)	Securities and Futures (Cantonese) Afternoon session

• Licensed Money Lenders

  • Programme of seminar

  • Powerpoint

    • International AML Standards and Hong Kong Regulatory Regime

    • Money Laundering Methods and Trends

    • Suspicious Transaction Reports – Legal Obligations, Practices and Procedures

    Date	Target Audience	Venue	Contact
    31 Oct 2012 (Wed)	Money Lenders (Cantonese) Afternoon session	G/F, Lecture Theatre Hong Kong Central Library 66 Causeway Road, Causeway Bay, Hong Kong	Joint Financial Intelligence Unit Tel: 2860 5153 Email: nb-jfiu-2c@police.gov.hk Fax: 2529 4013